LK
Lucas M. King
EAGLE STRATEGIES LLC
PERRYSBURG, OH 43551
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CRD#: 7074924
LK
Professional summary
Lucas Michael King is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Perrysburg, Ohio and NYLIFE SECURITIES LLC located in Perrysburg, Ohio.
Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Lucas has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[3355 Harley LLC;Rental property;3355 Harley, Toledo OH 43606;11/2016;Officer;Rental Income;2 hours per month; 0 hours during trading hours] [2505 Berdan LLC;Rental property;2505 Berdan, Toledo OH 43613;10/2016;Officer; Rental Income;2 hours per month; 0 hours during trading hours} [DEXA Haiti Relief; DEXA is a non-profit, tax-exempt charitable organization founded by Dr. Dave Bejot and Eric Messer to provide medical and construction relief to the people of Dessalines, Haiti, through the use of on-site teams from the United States.; 7359 International Drive, Suite A, Holland OH 43528; Start Date 09/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODU.; 1684 Woodlands Drive, Suite 100, Maumee, OH 43537; Start Date 03/2022; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Partners in Education of Toledo; Partners in Education is a non-profit organization that develops programming for area K-12 schools and fosters partnerships with schools by engaging businesses, higher education institutions, nonprofit agencies and communities of faith.; 709 Madison Avenue, Toledo, OH 43604; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; To assist with strategic planning and review of plans ] [The Epilepsy Center of Northwest Ohio; The Mission of the Epilepsy Center of Northwest Ohio is to improve the lives of people affected by epilepsy and those with developmental disabilities.; 1701 Holland Road, Maumee, OH 43537; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; To assist with strategic planning and review of plans] [Toledo Rotary Club; I am a volunteer chairperson of the vocational services committee. ; 709 Madison Avenue, Toledo OH 43604; Start Date 11/2022; Role/Title: Volunteer; Not Investment Related; .5 hours per month; 0 hours per month during securities trading hours; organize occasional meetings to review grant requests channeled to the vocational services committee.]
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Michael King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 3295 Levis Commons Blvd Suite 3295, Perrysburg, OH 43551RIA
CRD#: 110826
PERRYSBURG, OH
Current
April 20, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 3295 Levis Commons Blvd Suite 3295, Perrysburg, OH 43551BD
CRD#: 5167
Perrysburg, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/7/2022)
RR
Michigan(8/16/2019)
RR
North Carolina(4/9/2024)
IAR
Ohio(1/10/2022)
RR
Ohio(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
