Hunter C. Lord
ESSENTIAL PLANNING
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 7074796
Professional summary
Hunter Charles Thomas Lord, CFP® is a registered financial advisor currently at ESSENTIAL PLANNING, LLC located in Portsmouth, New Hampshire and VALMARK ADVISERS, INC. located in Portsmouth, New Hampshire.
Hunter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Hunter has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Valmark Securities, Inc. Investment Related; Akron, OH 44333. Financial Planning, Registered Representative. Start 06/15/2020. 15hrs/mo, 15hrs/mo during trading hours. Registered Representative that works for a brokerage company and serves as a representative for clients trading investment products such as stocks, bonds, and annuities. 2. Valmark Advisers, Inc. Investment Related; Akron, OH 44333. Financial Planning, Investment Advisor Representative. Start 02/15/2022 5hrs/mo, 5hrs/mo during trading hours. Investment Advisor Representative that provides investment related advice, manages investment portfolios and client accounts for compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Hunter Charles Thomas Lord's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 1, 2020 - Present
ESSENTIAL PLANNING, LLC
Office #1: 500 Market Street, Unit 1d, Portsmouth, NH 03801RIA
CRD#: 106651
Portsmouth, NH
Current
February 15, 2022 - Present
VALMARK ADVISERS, INC.
Office #1: 500 Market Street, Unit 1d, Portsmouth, NH 03801RIA
CRD#: 108050
Portsmouth, NH
Current
June 15, 2020 - Present
VALMARK SECURITIES, INC.
Office #1: 500 Market Street, Unit 1d, Portsmouth, NH 03801Office #2: 64 Center Street, Wolfeboro, NH 03894BD
CRD#: 31243
Portsmouth, NH
Past
June 13, 2019 - June 30, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Portsmouth, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/3/2023)
RR
California(4/20/2022)
RR
Delaware(5/4/2023)
RR
Florida(6/15/2020)
IAR
Florida(6/17/2020)
RR
Georgia(8/12/2022)
IAR
Maine(4/1/2020)
RR
Maine(6/15/2020)
IAR
Massachusetts(5/20/2020)
RR
Massachusetts(6/15/2020)
IAR
New Hampshire(4/1/2020)
RR
New Hampshire(6/15/2020)
RR
North Carolina(8/3/2023)
RR
Ohio(4/20/2022)
RR
South Carolina(8/3/2023)
IAR
Texas(4/1/2020)
RR
Vermont(1/27/2021)
RR
Virginia(8/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/13/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Portsmouth, NH 03801TRUST BUT VERIFY
Monitor Hunter Lord
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
