KS
Kayla R. Smith
CREDIT UNION INVESTMENT SERVICES
Statesville, NC 28625
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CRD#: 7074695
KS
Professional summary
Kayla Reed Smith, who also goes by Kayla Beth Reed, Kayla Reed Sloan, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Statesville, North Carolina and SECU BROKERAGE SERVICES located in Statesville, North Carolina.
Kayla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kayla has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kayla Beth Reed | Kayla Reed Sloan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE 1/2009. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Crate & Barrell/CB2/Hudson Grace, 1250 Techny Rd., Northbrook, IL 60062. Not investment related. Nature: Sales. Title: Customer Service. Duties: Answer phone/chat/email w/customers for problem resolution. Start date: 10/2020. Hrs devoted per month: 50. None during trading hours. Rental property 618 Sullivan Rd., Statesville, NC 28677. Investment related. Title: Owner. Duties: property management. Start date: 4/2023. Hrs/mo 25. None during trading hours. Rental property 208 Feimster St , Statesville, NC 28677. Investment related. Title: Owner. Duties: Property management. Start date: 09/15/2023. Hrs/Mo: 5. None during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kayla Reed Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2022 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 1742 Wilkesboro Rd N, Statesville, NC 28625RIA
CRD#: 144871
Statesville, NC
Current
October 21, 2022 - Present
SECU BROKERAGE SERVICES
Office #1: 1742 Wilkesboro Road, North, Statesville, NC 28687BD
CRD#: 19899
Statesville, NC
Past
June 27, 2019 - April 11, 2022
CREDIT UNION INVESTMENT SERVICES
RIA
CRD#: 144871
Statesville, NC
Past
April 1, 2019 - April 11, 2022
SECU BROKERAGE SERVICES
BD
CRD#: 19899
STATESVILLE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(10/21/2022)
IAR
North Carolina(10/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/1/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.
CRD#: 144871 / SEC#:
North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Statesville, NC 28625TRUST BUT VERIFY
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