Fraser E. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fraser Eliot Marcus was a registered financial professional .
Fraser is a previously registered financial professional and started their career in finance in 1980. Fraser had worked at 3 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2017 - December 31, 2018
ADDITIVE ADVISORY PBC
October 18, 2010 - October 24, 2016
SOUTHEASTERN ASSET MANAGEMENT INC.
April 24, 1980 - September 17, 1992
SALOMON BROTHERS INC.
Primary Firm SEC Registration
ADDITIVE ADVISORY PBC
CRD#: 283979 / SEC#: 801-107878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/16/1982
Interest Rate Options ExaminationCurrent Firm
ADDITIVE ADVISORY PBC
CRD#: 283979 / SEC#: 801-107878
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 106,836,935 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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