George W. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Moore, who also goes by Bill Moore, G William Moore, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1980. George had worked at 4 firms and has passed the Series 63, Series 2, Series 6, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1999 - September 7, 2001
WALL STREET FINANCIAL GROUP, INC.
January 25, 1995 - June 18, 1998
CENTAURUS FINANCIAL, INC.
July 2, 1986 - November 18, 1986
PAMCO SECURITIES AND INSURANCE SERVICES
April 24, 1980 - March 25, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/11/1996
Non-Member General Securities ExaminationSeries 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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