Steven C. Bergstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Craig Bergstrom, who also goes by Steve Bergstrom, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1980. Steven had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - December 11, 2012
NIMBLE INVESTMENT ADVISORS LLC
May 1, 1997 - June 27, 2011
INTERMOUNTAIN FINANCIAL SERVICES, INC.
March 26, 1996 - December 31, 2007
NIMBLE INVESTMENT ADVISORS LLC
October 20, 1995 - April 25, 1996
CETERA ADVISORS LLC
January 3, 1991 - October 24, 1995
OMNI BROKERAGE, INC.
March 20, 1987 - January 22, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
May 21, 1985 - March 24, 1987
CETERA WEALTH SERVICES, LLC
October 14, 1982 - June 5, 1985
PFS INVESTMENTS INC.
April 24, 1980 - May 27, 1982
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NIMBLE INVESTMENT ADVISORS LLC
CRD#: 118343 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
