Charles P. Dickens
Professional summary
Charles Pick Dickens IV, who also goes by Charles Pick Dickens IV, Charles Dickens, Charles Pick Dickens Iv, is a registered financial advisor currently at STRATEGY FINANCIAL GROUP located in Phoenix, Arizona.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Charles has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Pick Dickens IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
STRATEGY FINANCIAL GROUP
Office #1: 7010 E Chauncey Lane #130, Phoenix, AZ 85054September 23, 2019 - April 15, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
STRATEGY FINANCIAL GROUP
CRD#: 164531 / SEC#: 801-122298
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2026)
Exams
Series 7TO
Date: 7/23/2020
General Securities Representative ExaminationSeries 6TO
Date: 9/23/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGY FINANCIAL GROUP
CRD#: 164531 / SEC#: 801-122298
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,692 |
| AUM (Assets Under Management) | $ 279,866,584 |
Red Flags
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