Mark B. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark B Russell was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1980. Mark had worked at 5 firms and has passed the Series 63, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 1988 - August 16, 1988
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
March 9, 1985 - June 6, 1985
R.B. MARICH, INC.
August 25, 1984 - February 14, 1985
NIELSON AND CLARK INC.
June 10, 1983 - August 10, 1984
WALFORD, DEMARET & CO., INC.
April 24, 1980 - May 31, 1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
CRD#: 10619 / SEC#: , 8-27553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
