Jeremy T. Johnson
Professional summary
Jeremy Taylor Johnson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremy is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Jeremy had worked at 1 firm, which includes TORCH SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - April 21, 2020
TORCH SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 5/16/2019
Limited Representative-Private Securities OfferingsCurrent Firm
TORCH SECURITIES, LLC
CRD#: 133642 / SEC#: , 8-66750
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODRISCOLL, THOMAS BRUCE | PRESIDENT, CCO, FINOP | 2416678 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
