Daniel E. Levin
Professional summary
Daniel Edward Levin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial advisor and started their career in finance in 1980. Prior to being barred, Daniel had worked at 9 firms, which includes TITAN SECURITIES, BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., MILKIE/FERGUSON INVESTMENTS INC., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - August 6, 2014
TITAN SECURITIES
June 25, 2012 - September 19, 2012
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
December 10, 2004 - April 23, 2014
MILKIE/FERGUSON INVESTMENTS, INC.
December 10, 2004 - June 26, 2012
MILKIE/FERGUSON INVESTMENTS, INC.
July 1, 2003 - December 13, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 13, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1995 - April 7, 2000
UBS FINANCIAL SERVICES INC.
July 31, 1993 - January 11, 1996
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
April 24, 1980 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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