Allyne R. Kendall
Professional summary
Allyne Riese Kendall III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allyne is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Allyne had worked at 13 firms, which includes FIRST WALL STREET CORP., WEDBUSH SECURITIES INC., SUTRO & CO. INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., WELLS FARGO CLEARING SERVICES LLC, BATEMAN EICHLER HILL RICHARDS INCORPORATED, MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC., SECURITIES RESOLUTION CORPORATION, E. F. HUTTON & COMPANY INC, M.L. STERN & CO. LLC., CALIFORNIA MUNICIPAL INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2003 - October 15, 2004
FIRST WALL STREET CORP.
November 4, 2002 - August 4, 2003
WEDBUSH SECURITIES INC.
July 26, 2000 - November 1, 2002
FIRST WALL STREET CORP.
February 22, 1999 - July 7, 2000
WEDBUSH SECURITIES INC.
October 24, 1995 - February 1, 1999
SUTRO & CO. INCORPORATED
September 1, 1993 - October 12, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 15, 1991 - September 2, 1993
CITIGROUP GLOBAL MARKETS INC.
September 4, 1990 - March 22, 1991
WELLS FARGO CLEARING SERVICES, LLC
October 13, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 13, 1987 - October 13, 1989
MORGAN STANLEY DW INC.
June 4, 1985 - October 12, 1987
UBS FINANCIAL SERVICES INC.
April 23, 1985 - May 31, 1985
SECURITIES RESOLUTION CORPORATION
April 10, 1984 - April 16, 1985
E. F. HUTTON & COMPANY INC
September 3, 1980 - April 2, 1984
M.L. STERN & CO., LLC.
April 24, 1980 - October 3, 1980
CALIFORNIA MUNICIPAL INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST WALL STREET CORP.
CRD#: 13024 / SEC#: , 8-28441
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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