Chang Ai
Professional summary
Chang Ai is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Chang is registered as a RR (Registered Representative) and started their career in finance in 2019. Chang has worked at 1 firm and has passed the Series 63, Series 79TO, Series 52TO, SIE and Series 50 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chang Ai's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2019 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2019)
Exams
Series 79TO
Date: 8/28/2019
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 6/27/2019
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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