Johnny H. Wise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Houston Wise, who also goes by Johnny Wise, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2019. Johnny had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2024 - May 22, 2025
CREDIT UNION INVESTMENT SERVICES
October 24, 2024 - May 22, 2025
SECU BROKERAGE SERVICES
December 26, 2023 - October 22, 2024
NYLIFE SECURITIES LLC
April 24, 2019 - February 24, 2023
EDWARD JONES
March 30, 2019 - February 24, 2023
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2019
General Securities Representative ExaminationCurrent Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
