LL
Lauren N. Long
CAPITAL DYNAMICS BROKER DEALER LLC
New York, NY 10022
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CRD#: 7072529
LL
Professional summary
Lauren Nicole Long is a registered financial professional currently at CAPITAL DYNAMICS BROKER DEALER LLC located in New York, New York.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2019. Lauren has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lauren Nicole Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2021 - Present
CAPITAL DYNAMICS BROKER DEALER LLC
Office #1: 444 Madison Avenue, New York, NY 10022BD
CRD#: 148780
New York, NY
Past
May 26, 2020 - October 5, 2021
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
New York, NY
Past
August 21, 2019 - October 5, 2021
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2021)
RR
Alaska(10/19/2021)
RR
Arizona(10/19/2021)
RR
Arkansas(10/19/2021)
RR
California(10/19/2021)
RR
Colorado(10/19/2021)
RR
Connecticut(10/19/2021)
RR
Delaware(10/19/2021)
RR
District of Columbia(10/19/2021)
RR
Florida(10/19/2021)
RR
Georgia(10/19/2021)
RR
Hawaii(10/19/2021)
RR
Idaho(10/19/2021)
RR
Illinois(10/19/2021)
RR
Indiana(10/19/2021)
RR
Iowa(10/19/2021)
RR
Kansas(10/19/2021)
RR
Kentucky(10/19/2021)
RR
Louisiana(10/19/2021)
RR
Maine(10/19/2021)
RR
Maryland(10/19/2021)
RR
Massachusetts(10/19/2021)
RR
Michigan(10/19/2021)
RR
Minnesota(10/19/2021)
RR
Mississippi(10/19/2021)
RR
Missouri(10/19/2021)
RR
Montana(10/19/2021)
RR
Nebraska(10/19/2021)
RR
Nevada(10/19/2021)
RR
New Hampshire(10/19/2021)
RR
New Jersey(10/19/2021)
RR
New Mexico(10/19/2021)
RR
New York(10/19/2021)
RR
North Carolina(10/19/2021)
RR
North Dakota(10/19/2021)
RR
Ohio(10/22/2021)
RR
Oklahoma(10/19/2021)
RR
Oregon(10/19/2021)
RR
Pennsylvania(10/19/2021)
RR
Puerto Rico(12/12/2023)
RR
Rhode Island(10/19/2021)
RR
South Carolina(10/19/2021)
RR
South Dakota(10/19/2021)
RR
Tennessee(10/19/2021)
RR
Texas(10/19/2021)
RR
Utah(10/19/2021)
RR
Vermont(10/19/2021)
RR
Virgin Islands(10/19/2021)
RR
Virginia(10/19/2021)
RR
Washington(10/19/2021)
RR
West Virginia(10/19/2021)
RR
Wisconsin(10/19/2021)
RR
Wyoming(10/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CD
CAPITAL DYNAMICS BROKER DEALER LLC
CAPITAL DYNAMICS BD | CAPITAL DYNAMICS BROKER DEALER LLC
CRD#: 148780 / SEC#: , 8-68071
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
444 Madison Avenue, New York, NY 10022
Mailing Address
444 Madison Avenue, New York, NY 10022
Phone number
(212) 798-3400
Established
Delaware since 03/14/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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