Tracy E. Middleton
Professional summary
Tracy E. Jaquith Middleton, who also goes by Tracy Elizabeth Jaquith, Tracy Elizabeth Jaquithmiddleton, is a registered financial advisor currently at CASTLE ASSET MANAGEMENT, LLC located in North Hampton, New Hampshire.
Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Tracy has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tracy E. Jaquith Middleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2018 - Present
CASTLE ASSET MANAGEMENT, LLC
Office #1: 64 Lafayette Rd Suite 8, North Hampton, NH 03862February 24, 1987 - July 9, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2019)
(5/18/2018)
Exams
Current Firm
CASTLE ASSET MANAGEMENT, LLC
CRD#: 117521 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 2,949,085 |
Red Flags
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Company Information
CASTLE ASSET MANAGEMENT, LLC
CRD#: 117521North Hampton, NH 03862TRUST BUT VERIFY
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