John P Kinsella | Financial Professional | Oakbrook Terrace, Illinois

Professional summary

John P Kinsella, who also goes by John Pitann Kinsella, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Oakbrook Terrace, Illinois and LPL FINANCIAL LLC located in Oakbrook Terrace, Illinois.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Pitann Kinsella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John P Kinsella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2015 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 1 Tower Lane Suite 1800, Oakbrook Terrace, IL 60181

RIA

CRD#: 171481

OAKBROOK TERRACE, IL

Current

December 21, 2015 - Present

LPL FINANCIAL LLC

Office #1: 1 Tower Ln Ste 1800, Oakbrook Terrace, IL 60181-4632

RIA

BD

CRD#: 6413

Oakbrook Terrace, IL

Past

October 23, 2009 - December 22, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAK BROOK, IL

Past

October 23, 2009 - December 22, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

OAK BROOK, IL

Past

October 20, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHICAGO, IL

Past

October 20, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD

CRD#: 16361

CHICAGO, IL

Past

November 25, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

CHICAGO, IL

Past

August 19, 2002 - October 20, 2004

QUICK & REILLY, INC.

BD

CRD#: 11217

NEW YORK, NY

Past

August 3, 1998 - August 23, 2002

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CHICAGO, IL

Past

March 2, 1998 - August 23, 2002

RBC CAPITAL MARKETS, LLC

BD

CRD#: 31194

NEW YORK, NY

Past

August 19, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD

CRD#: 7600

Past

October 26, 1995 - May 30, 1997

CIBC WORLD MARKETS CORP.

BD

CRD#: 630

NEW YORK, NY

Past

June 17, 1992 - April 18, 1995

THE CHICAGO CORPORATION

BD

CRD#: 1449

CHICAGO, IL

Past

February 15, 1985 - February 13, 1992

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

WEEHAWKEN, NJ

Past

August 9, 1983 - December 28, 1984

GOLDMAN SACHS MONEY MARKETS INC.

BD

CRD#: 13821

Past

April 23, 1980 - July 15, 1983

GOLDMAN SACHS & CO. LLC

BD

CRD#: 361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(1/19/2016)

RR

California
(1/19/2016)

RR

Florida
(1/19/2016)

RR

Illinois
(12/21/2015)

IAR

Illinois
(12/22/2015)

RR

Michigan
(7/29/2022)

RR

Nebraska
(1/14/2016)

RR

New Jersey
(1/13/2016)

RR

New York
(1/19/2016)

RR

Pennsylvania
(1/13/2016)

RR

Texas
(1/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 8/15/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 3

Date: 10/28/1997

National Commodity Futures Examination

General Industry/Product Exam

RR

Series 7

Date: 4/19/1980

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Kinsella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John P Kinsella's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

CIBC WORLD MARKETS CORP.

THE CHICAGO CORPORATION

UBS FINANCIAL SERVICES INC.

GOLDMAN SACHS MONEY MARKETS INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/1997

Series 63

Date: 8/15/1980

SIE

Date: 10/1/2018

Series 3

Date: 10/28/1997

Series 7

Date: 4/19/1980

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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