OR
Oscar J. Romero
FIRST COMMAND ADVISORY SERVICES
El Paso, TX
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CRD#: 7071698
OR
Professional summary
Oscar Javier Romero is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in El Paso, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in El Paso, Texas.
Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Oscar has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Romero Planning Services LLC Whether the business is investment-related: Yes Address of the other business: El Paso, TX Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Oct 31, 2019 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: LLC is the flow thru for compensation and activities for advisor. (2) Name of the other business: Ironsides Texas LLC Whether the business is investment-related: Yes Address of the other business: 4712 Woodrow Bean Transmountain Drive Suite F, El Paso, Texas 79924 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Member The start date of your relationship: Sep 01, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: District LLC of which a member but not owner. LLC is used for payroll flow
CRS (Client Relationship Summary) - RIA
Click below to view Oscar Javier Romero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 1605 Beech St Suite B, El Paso, TX 79925RIA
CRD#: 281958
El Paso, TX
Current
July 11, 2019 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1605 Beech St Suite B, El Paso, TX 79925BD
CRD#: 3641
El Paso, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/24/2019)
RR
New Mexico(7/16/2019)
RR
Texas(7/15/2019)
IAR
Texas(7/15/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
