Juanita R. Oneal
Professional summary
Juanita Renae Oneal was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Juanita is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Juanita had worked at 1 firm, which includes TD AMERITRADE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2019 - December 22, 2020
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/17/2019
General Securities Representative ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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