Adrian Pellegrin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Pellegrin was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 1980. Adrian had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 1989 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
September 22, 1988 - January 30, 1989
SAUSALITO SECURITIES
June 27, 1987 - September 29, 1988
FIRST AFFILIATED SECURITIES, INC.
December 23, 1985 - May 8, 1987
THE STUART-JAMES COMPANY, INCORPORATED
April 22, 1980 - November 6, 1981
PW SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/12/1980
Registered Representative ExaminationCurrent Firm
BRENNAN ROSS SECURITIES, INC.
CRD#: 18363 / SEC#: , 8-36546
Contact information
Documents
Red Flags
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