Jonathan Mueller

SCOTT CAPITAL ADVISORS

PORTLAND, OR 97205

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CRD#: 7071394

Professional summary

Jonathan Mueller, who also goes by Jonathan Noble Mueller, is a registered financial advisor currently at SCOTT CAPITAL ADVISORS, LLC located in Portland, Oregon.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jonathan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Noble Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

SCOTT CAPITAL ADVISORS, LLC

Office #1: 707 Sw Washington Street Suite 810, Portland, OR 97205

RIA

CRD#: 307980

PORTLAND, OR

Past

March 8, 2021 - October 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

March 11, 2020 - October 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCOTT CAPITAL ADVISORS, LLC

CRD#: 307980 / SEC#: 801-119200

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/23/2022)

IAR

Washington
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/18/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/24/2019

Securities Industry Essentials Examination

Current Firm

SCOTT CAPITAL ADVISORS, LLC

CRD#: 307980 / SEC#: 801-119200

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

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Contact information

Main Address

707 Sw Washington Street Suite 810, Portland, OR 97205

Mailing Address

Phone number

(503) 487-0860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	802
AUM (Assets Under Management)	$ 968,385,354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTT CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SCOTT CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2021

Series 7TO

Date: 3/18/2024

SIE

Date: 5/24/2019

Current Firm

SCOTT CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCOTT CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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