DW
Daniel M. Weisman
ALLIANCEBERNSTEIN L.P.
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 7071064
DW
Professional summary
Daniel Morgan Weisman is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 2 firms and has passed the Series 63, Series 65, Series 31, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cerebro Sports, not investment related, no physical address, Cerebro is a basketball data analytics company, Investor/Advisory Board starting 23-Feb-2024, approx. 1 hour per month and 0 hrs during trading hours. The advisory board is as follows: Cerebro Sports - 2024 Advisory Board - Overview & Objective: The Cerebro Advisory Board is being created to provide the company's leadership team with specialized basketball insights by leveraging the experience of its members. While the Advisory Board will not have final say in any operating matters, its advice is genuinely and seriously considered. Basics: Advisory Board members serve one year commitments. The inaugural term will only be 11 months, however, as it will begin in February 2024 and will December 31, 2024. * Members of the Advisory Board will be sent topics for review and response via an emailed agenda each quarter. * All communications will be conducted asynchronously, via email. * Timely responses are expected, normally within 7-10 days. *Members will 'reply all' to the entire group, as any conversation between members is considered a positive. * Side conversations between members of the advisory board and leadership team are possible as well (in addition to the email thread), though this is not required of advisory board members. Beyond these basics, many more details will be worked out during the inaugural term. Opportunities to serve on the Cerebro Advisory Board are by invitation only. We plan to announce the members of the 2024 board via press release in mid-February.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Morgan Weisman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2019 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce Street, Nashville, TN 37203RIA
CRD#: 108477
Nashville, TN
Current
August 13, 2019 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 501 Commerce Street 24th Floor, Nashville, TN 37203RIA
BD
CRD#: 104474
Nashville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/23/2019)
RR
Delaware(10/13/2025)
RR
Florida(5/14/2021)
IAR
Florida(5/19/2021)
RR
Georgia(4/6/2020)
RR
Hawaii(3/24/2023)
RR
Illinois(4/27/2020)
RR
Indiana(4/3/2023)
RR
Maryland(3/24/2023)
RR
Massachusetts(10/23/2019)
RR
Michigan(6/15/2020)
RR
Nevada(12/4/2020)
RR
New Jersey(5/13/2021)
RR
New Mexico(11/3/2023)
RR
New York(10/17/2019)
RR
North Carolina(9/24/2021)
RR
Ohio(6/22/2020)
RR
Pennsylvania(12/11/2024)
RR
South Carolina(11/9/2023)
RR
South Dakota(6/11/2025)
IAR
Tennessee(10/14/2019)
RR
Tennessee(10/17/2019)
RR
Texas(5/8/2020)
IAR
Texas(10/8/2023)
RR
Virginia(2/12/2020)
RR
Washington(5/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2019
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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