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Daniel Morgan Weisman

ALLIANCEBERNSTEIN L.P.
Nashville, TN
·CRD# 7071064·7 years experience

Professional Summary

Daniel Morgan Weisman is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 2 firms and has passed the Series 63, Series 65, Series 31, SIE and Series 7TO exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ALLIANCEBERNSTEIN L.P.·CRD# 108477
RIA
501 Commerce Street 24th Floor, Nashville, TN 37203
October 14, 2019 - Present
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
RIA
BD
501 Commerce Street 24th Floor, Nashville, TN 37203
August 13, 2019 - Present

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Current Firm

AL
ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - SEC (8/13/1999 Approved)

Contact Information

Main Address

501 Commerce Street, Nashville, TN 37203

Phone Number

(615) 622-0000

# of Employees

4,204

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

75,956

AUM (Assets Under Management)

$763,401,000,000

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
11/25/2024Cover PageReport
10/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cerebro Sports, not investment related, no physical address, Cerebro is a basketball data analytics company, Investor/Advisory Board starting 23-Feb-2024, approx. 1 hour per month and 0 hrs during trading hours. The advisory board is as follows: Cerebro Sports - 2024 Advisory Board - Overview & Objective: The Cerebro Advisory Board is being created to provide the company's leadership team with specialized basketball insights by leveraging the experience of its members. While the Advisory Board will not have final say in any operating matters, its advice is genuinely and seriously considered. Basics: Advisory Board members serve one year commitments. The inaugural term will only be 11 months, however, as it will begin in February 2024 and will December 31, 2024. * Members of the Advisory Board will be sent topics for review and response via an emailed agenda each quarter. * All communications will be conducted asynchronously, via email. * Timely responses are expected, normally within 7-10 days. *Members will 'reply all' to the entire group, as any conversation between members is considered a positive. * Side conversations between members of the advisory board and leadership team are possible as well (in addition to the email thread), though this is not required of advisory board members. Beyond these basics, many more details will be worked out during the inaugural term. Opportunities to serve on the Cerebro Advisory Board are by invitation only. We plan to announce the members of the 2024 board via press release in mid-February.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - SEC (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/23/2019)
RR
Delaware
(10/13/2025)
RR
Florida
(5/14/2021)
IAR
Florida
(5/19/2021)
RR
Georgia
(4/6/2020)
RR
Hawaii
(3/24/2023)
RR
Illinois
(4/27/2020)
RR
Indiana
(4/3/2023)
RR
Iowa
(11/24/2025)
RR
Louisiana
(2/27/2026)
RR
Maryland
(3/24/2023)
RR
Massachusetts
(10/23/2019)
RR
Michigan
(6/15/2020)
IAR
Michigan
(1/14/2026)
RR
Missouri
(1/14/2026)
RR
Nevada
(12/4/2020)
RR
New Hampshire
(1/14/2026)
RR
New Jersey
(5/13/2021)
RR
New Mexico
(11/3/2023)
RR
New York
(10/17/2019)
RR
North Carolina
(9/24/2021)
RR
Ohio
(6/22/2020)
RR
Pennsylvania
(12/11/2024)
RR
South Carolina
(11/9/2023)
RR
South Dakota
(6/11/2025)
IAR
Tennessee
(10/14/2019)
RR
Tennessee
(10/17/2019)
RR
Texas
(5/8/2020)
IAR
Texas
(10/8/2023)
RR
Virginia
(2/12/2020)
RR
Washington
(5/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2019About the Series 65 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2019About the Series 31 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Jun 2019About the Series 7TO exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Morgan Weisman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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