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MS

Mark S. Santana

ALIRA HEALTH TRANSACTION SERVICES
BOSTON, MA 02111
Some features on this profile are disabled
CRD#: 7070078
MS
Mark Stormer SantanaALIRA HEALTH TRANSACTION SERVICES

Professional summary

Mark Stormer Santana, who also goes by Mark S Santana, Stormer Santana, is a registered financial professional currently at ALIRA HEALTH TRANSACTION SERVICES, LLC located in Boston, Massachusetts.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 4 firms and has passed the Series 63, Series 82TO, Series 7TO and SIE exams.

Aliases

Mark S Santana | Stormer Santana

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Stormer Santana's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2026 - Present

ALIRA HEALTH TRANSACTION SERVICES, LLC

Office #1: 186 Lincoln Street Floor 1, Boston, MA 02111
BD
CRD#: 140203
BOSTON, MA
Past

August 14, 2023 - April 2, 2026

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

June 29, 2022 - June 27, 2023

STARTENGINE PRIMARY LLC

BD
CRD#: 291773
BURBANK, CA
Past

May 7, 2019 - September 10, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/24/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/15/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 5/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AH
ALIRA HEALTH TRANSACTION SERVICES, LLC
ALIRA HEALTH | KADENWOOD CAPITAL, LLC | JOHNSTON BLAKELY & COMPANY, LLC | FUSEFI | CMC TRANSACTION SERVICES, LLC | ALIRA HEALTH TRANSACTION SERVICES. LLC | ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203 / SEC#: , 8-67294

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1 Grant Street, Framingham, MA 01702-6758
Mailing Address
1 Grant Street, Framingham, MA 01702-6758
Phone number
(774) 777-5255
Established
Massachusetts since 02/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALIRA HEALTH BOSTON, LLCOWNER
CUCCIA, GARY JOHNCHIEF FINANCIAL OFFICER1386493
O'KEEFE, JOHN JOSEPHCHIEF COMPLIANCE OFFICER7601882
PASTORE, DANIEL ERICMANAGER3276833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203Boston, MA 02111

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