AA
Anil K. Ambastha
AMBASTHA FINANCIAL LLC
Mountain View, CA
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CRD#: 7070005
AA
Professional summary
Anil Kumar Ambastha is a registered financial advisor currently at AMBASTHA FINANCIAL LLC located in Mountain View, California.
Anil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anil has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of business - CHEVRON TECHNICAL CENTER (NOT INVESTMENT-RELATED; 1500 LOUISIANA STREET; HOUSTON, TX 77002). Nature of business - oil & gas exploration & development. Position - CHEVRON FELLOW AND SENIOR PRINCIPAL SIMULATION ENGINEER. Start date - 08/2021. Hours/month - 160 hours/month (full-time employment). Number of hours devoted to Chevron during securities trading hours - All hours except every other Friday that I am off work from Chevron. Duties related to Chevron - Responsible for quality control of reservoir simulation work carried out by assigned team members.
CRS (Client Relationship Summary) - RIA
Click below to view Anil Kumar Ambastha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2019 - Present
AMBASTHA FINANCIAL LLC
RIA
CRD#: 300294
Mountain View, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/7/2019)
IAR
Louisiana(6/7/2019)
IAR
Texas(6/7/2019)
Current Firm
AF
AMBASTHA FINANCIAL LLC
AMBASTHA FINANCIAL LLC
CRD#: 300294 / SEC#:
California
Registered Investment Advisory firm - (3/28/2019 Approved)Louisiana
Registered Investment Advisory firm - (5/13/2019 Approved)Texas
Registered Investment Advisory firm - (5/8/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mountain View, CA
Mailing Address
Phone number
(650) 603-0594
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 4,774,251 |
Red Flags
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