Joseph C. Estes

TAMAR SECURITIES

Woodland Hills, CA 91364

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CRD#: 7069458

Professional summary

Joseph Craig Estes Jr., who also goes by Joe Estes, Jospeh Estes, is a registered financial advisor currently at TAMAR SECURITIES, LLC located in Woodland Hills, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Estes | Jospeh Estes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Estes Properties, LLC; Yes investment-related; Real Estate Investments and Development; General Partner; March 2022 Start Date; 12 hours per month spent on this activity; Manage personal real estate investment and development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Craig Estes Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2020 - Present

TAMAR SECURITIES, LLC

Office #1: 22466 Ventura Boulevard, Woodland Hills, CA 91364

RIA

CRD#: 153991

Woodland Hills, CA

Past

February 5, 2019 - December 31, 2019

TAMAR SECURITIES, LLC

RIA

CRD#: 153991

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2020)

IAR

Texas
(10/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2019

Uniform Investment Adviser Law Examination

Current Firm

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

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Contact information

Main Address

22466 Ventura Boulevard, Woodland Hills, CA 91364

Mailing Address

Phone number

(818) 914-7460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMAR SECURITIES, LLC ADV PART 2A BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAM WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC FIP WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC MVS WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAV WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAF WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,262
AUM (Assets Under Management)	$ 1,302,372,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Estes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Craig Estes Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

TAMAR SECURITIES, LLC

TAMAR SECURITIES, LLC

Primary Firm SEC Registration

TAMAR SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2019

Current Firm

TAMAR SECURITIES, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAMAR SECURITIES, LLC

TRUST BUT VERIFY

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