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TB

Taylor E. Bauerband

G. DOUGLAS WEALTH MANAGEMENT
Toms River, NJ 08753
Some features on this profile are disabled
CRD#: 7069406
TB

Professional summary

Taylor Elizabeth Bauerband, who also goes by Taylor Bauerband, is a registered financial advisor currently at G. DOUGLAS WEALTH MANAGEMENT located in Toms River, New Jersey and SB ADVISORY, LLC located in Toms River, New Jersey.

Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Taylor has worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Taylor Bauerband

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Elizabeth Bauerband's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2024 - Present

G. DOUGLAS WEALTH MANAGEMENT

Office #1: 1184 Fisher Blvd., Suite 1-d, Toms River, NJ 08753
RIA
CRD#: 323256
Toms River, NJ
Current

November 19, 2025 - Present

SB ADVISORY, LLC

Office #1: 1184 Fischer Blvd Suite 1-d, Toms River, NJ 08753
RIA
CRD#: 154680
Toms River, NJ
Current

May 3, 2024 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

April 17, 2023 - July 19, 2023

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
Toms River, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(8/22/2025)
RR
Florida
(8/7/2025)
RR
Georgia
(8/22/2025)
RR
Massachusetts
(10/30/2025)
RR
Montana
(8/22/2025)
IAR
New Jersey
(1/26/2024)
RR
New Jersey
(5/3/2024)
RR
New York
(8/22/2025)
RR
North Carolina
(8/22/2025)
RR
Pennsylvania
(8/22/2025)
RR
South Carolina
(8/22/2025)
IAR
Texas
(7/10/2025)
RR
Texas
(11/19/2025)
RR
Virginia
(8/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/3/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/21/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/13/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
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Contact information

Main Address
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184
Mailing Address
Phone number
(404) 704-0406
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SB ADVISORY BROCHURE (1/30/2026)

Regulatory assets under management

Total Number of Accounts1,540
AUM (Assets Under Management)$ 404,771,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SB ADVISORY, LLC

CRD#: 154680Toms River, NJ 08753

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