TB
Taylor E. Bauerband
G. DOUGLAS WEALTH MANAGEMENT
Toms River, NJ 08753
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CRD#: 7069406
TB
Professional summary
Taylor Elizabeth Bauerband, who also goes by Taylor Bauerband, is a registered financial advisor currently at G. DOUGLAS WEALTH MANAGEMENT located in Toms River, New Jersey and SAN BLAS SECURITIES LLC located in Chicago, Illinois.
Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Taylor has worked at 3 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Taylor Bauerband
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.)G. DOUGLAS FINANCIAL GROUP; INV RELATED; 1184 FISCHER BLVD, STE 1-D, TOMS RIVER, NJ 08753; FINANCIAL SERVICES; INTERN; START 01/2023; 20 HOURS PER MONTH; DURING SECURITIES TRADING HOURS; INTERN, LEARNING THE SECURITIES INDUSTRY. (2.) Taylor Bauerband, Sole Proprietor; Toms River, NJ; Not Investment Related; Owner; Design and make crafts to sell; 0 hours spent during securities trading hours. Started 12/2023. (3.) Taylor Bauerband: NJ Life Insurance Producer Exam Passed on 4/19/24. NJ Accident and Health Insurance Producer Exam Passed 4/20/24. (4.) Event Planner: Weekends, 5-10 hours per quarter, approximately 2x quarter. Approximately $300 - $2,000 per event depending (birthdays, anniversaries, graduations, openings, holidays) (5.) San Blas Securities; Investment Related; Toms River, NJ; Registered Representative; Sale of Broker/Dealer Products; Started 05/2024; 40 hours spent per month during securities trading hours. (6.) Taylor Bauerband, Sole Proprietor; Investment Related; Toms River, NJ; Insurance Agent; Fixed Insurance product sales; Started 12/2024; Approximately 5 hours per month spent on this activity; Approximately 1 hour spent during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Elizabeth Bauerband's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2024 - Present
G. DOUGLAS WEALTH MANAGEMENT
Office #1: 1184 Fisher Blvd., Suite 1-d, Toms River, NJ 08753RIA
CRD#: 323256
Toms River, NJ
Current
May 3, 2024 - Present
SAN BLAS SECURITIES LLC
Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606BD
CRD#: 290605
CHICAGO, IL
Past
April 17, 2023 - July 19, 2023
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
Toms River, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/22/2025)
RR
Florida(8/7/2025)
RR
Georgia(8/22/2025)
RR
Massachusetts(10/30/2025)
RR
Montana(8/22/2025)
IAR
New Jersey(1/26/2024)
RR
New Jersey(5/3/2024)
RR
New York(8/22/2025)
RR
North Carolina(8/22/2025)
RR
Pennsylvania(8/22/2025)
RR
South Carolina(8/22/2025)
IAR
Texas(7/10/2025)
RR
Virginia(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/3/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/17/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GD
G. DOUGLAS WEALTH MANAGEMENT
BAUERBAND, DOUGLAS J | G. DOUGLAS WEALTH MANAGEMENT
CRD#: 323256 / SEC#:
New Jersey
Registered Investment Advisory firm - (7/10/2023 Approved)Texas
Registered Investment Advisory firm - (7/11/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1184 Fisher Blvd., Suite 1-d, Toms River, NJ 08753
Mailing Address
Phone number
(732) 288-1184
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 230 |
| AUM (Assets Under Management) | $ 31,780,869 |
Red Flags
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Company Information
G. DOUGLAS WEALTH MANAGEMENT
CRD#: 323256Toms River, NJ 08753TRUST BUT VERIFY
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