Benjamin H. Stauffer
Professional summary
Benjamin Hansen Stauffer, who also goes by Ben Stauffer, Benjamin H Stauffer, is a registered financial advisor currently at LINDY WEALTH, LLC located in Los Angeles, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, Series 31 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Hansen Stauffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
LINDY WEALTH, LLC
December 22, 2022 - March 17, 2025
MARINER WEALTH
May 13, 2021 - April 15, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2020 - April 19, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 10/4/2020
General Securities Representative ExaminationCurrent Firm
LINDY WEALTH, LLC
CRD#: 335277 / SEC#:
Contact information
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