Frederick V. Mcdonald

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CRD#: 706872

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frederick Vincent Mcdonald JR was a registered financial professional .

Frederick is a previously registered financial professional and started their career in finance in 1981. Frederick had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)VARIOUS LIFE INSURANCE BROKERAGE LICENSES 2)US ADVISORY GROUP, INDEPENDENT RIA, 301 EDGEWATER PL, STE 410,WAKEFIELD, MA, INV-REL, 3)WEALTH MANAGEMENT PARTNERS, 301 EDGEWATER PLACE #410, WAKEFIELD, MA, PRESIDENT OF S CORP, HOLDING/MANAGEMENT COMPANY FOR US ADVISORY GROUP 4) ST. JOHNS HOLDINGS, LLC START 2012 5) KETTLE BLACK LLC 6) KETTLE BLACK OF CT, STARTING 6/12/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 7) KETTLE BLACK OF MA, STARTING 6/12/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 8) AMEDICA CORP.STARTING 12/16/13. PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 9)DIXIE HIGHWAY. STARTING 6/4/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 10) The Family Business Project, Starting 09/15/2018, Devoting 2 hours per week. 102 Conant St., Beverly Massachusetts, Owner, Business Consulting.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 25, 2013 - June 2, 2015

GATE US LLC

CRD#: 10863

NEW YORK, NY

Past

April 12, 2011 - March 30, 2022

US ADVISORY GROUP

RIA

CRD#: 109291

BEVERLY, MA

Past

February 17, 2011 - August 23, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WAKEFIELD, MA

Past

November 14, 1995 - December 2, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WAKEFIELD, MA

Past

November 29, 1991 - October 6, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 10, 1989 - September 27, 1990

PEEK EQUITY SERVICES, INC.

CRD#: 19185

Past

September 2, 1981 - June 5, 1987

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/8/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/1996

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/8/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/1998

General Securities Principal Examination

Current Firm

GATE US LLC

GATE US INC | L.J. GOLDSTEIN & COMPANY, INCORPORATED | GATE US LLC

CRD#: 10863 / SEC#: , 8-27970

Terminated by SEC on 03/27/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 02/04/2009

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GATE TECHNOLOGIES, LLC	DIRECT OWNER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
HUGHES, DANIELLE FRANCES	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	2189447

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick V. Mcdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

US ADVISORY GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

1717 CAPITAL MANAGEMENT COMPANY

PEEK EQUITY SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2011

Series 63

Date: 6/8/1981

SIE

Date: 6/2/2015

Series 7

Date: 5/28/1996

Series 1

Date: 3/8/1980

Series 24

Date: 7/1/1998

Current Firm

GATE US LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GATE US LLC

TRUST BUT VERIFY

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