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Frederick Vincent Mcdonald Jr

CRD# 706872·Registered 1981 - 2015
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick Vincent Mcdonald JR was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 1981 - 2015. Frederick had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

GATE US LLC·CRD# 10863
BD
New York, NY
November 25, 2013 - June 2, 2015
US ADVISORY GROUP·CRD# 109291
RIA
Beverly, MA
April 12, 2011 - March 30, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Wakefield, MA
February 17, 2011 - August 23, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Wakefield, MA
November 14, 1995 - December 2, 2013
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
November 29, 1991 - October 6, 1995
PEEK EQUITY SERVICES, INC.·CRD# 19185
BD
July 10, 1989 - September 27, 1990
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
September 2, 1981 - June 5, 1987

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Current Firm

GU
GATE US LLC

GATE US INC | L.J. GOLDSTEIN & COMPANY, INCORPORATED | GATE US LLC

CRD#: 10863 / SEC#: 8-27970
BD
Terminated by SEC on 03/27/2016

Contact Information

Established

New York since 02/04/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GATE TECHNOLOGIES, LLCDIRECT OWNER—
BARRENECHEA, PATRICIA MARGOTFINOP1715189
HUGHES, DANIELLE FRANCESCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2189447

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)VARIOUS LIFE INSURANCE BROKERAGE LICENSES 2)US ADVISORY GROUP, INDEPENDENT RIA, 301 EDGEWATER PL, STE 410,WAKEFIELD, MA, INV-REL, 3)WEALTH MANAGEMENT PARTNERS, 301 EDGEWATER PLACE #410, WAKEFIELD, MA, PRESIDENT OF S CORP, HOLDING/MANAGEMENT COMPANY FOR US ADVISORY GROUP 4) ST. JOHNS HOLDINGS, LLC START 2012 5) KETTLE BLACK LLC 6) KETTLE BLACK OF CT, STARTING 6/12/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 7) KETTLE BLACK OF MA, STARTING 6/12/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 8) AMEDICA CORP.STARTING 12/16/13. PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 9)DIXIE HIGHWAY. STARTING 6/4/14. GENERAL PARTNER DEVOTING ABOUT 2 HOURS PER MONTH. 10) The Family Business Project, Starting 09/15/2018, Devoting 2 hours per week. 102 Conant St., Beverly Massachusetts, Owner, Business Consulting.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1980

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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