William S. Brown

HEBERT ADVISORY SERVICES

Littleton, CO 80120

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CRD#: 7068277

Professional summary

William Scott Brown Jr. is a registered financial advisor currently at HEBERT ADVISORY SERVICES INC located in Littleton, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Scott Brown Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2019 - Present

HEBERT ADVISORY SERVICES INC

Office #1: 2679 W Main Street Ste 300-707, Littleton, CO 80120

RIA

CRD#: 106120

Littleton, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/12/2019)

IAR

Florida
(5/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2019

Uniform Investment Adviser Law Examination

Current Firm

HEBERT ADVISORY SERVICES INC

HEBERT ADVISORY SERVICES INC | HEBERT INVESTMENTS

CRD#: 106120 / SEC#: 801-40896

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Florida

Registered Investment Advisory firm - (5/13/2021 Approved)

Missouri

Registered Investment Advisory firm - (5/9/2016 Terminated)

Washington

Registered Investment Advisory firm - (3/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2679 W Main Street Ste 300-707, Littleton, CO 80120

Mailing Address

Phone number

(303) 986-9110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 64,527,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William S. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Scott Brown Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

HEBERT ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2019

Current Firm

HEBERT ADVISORY SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEBERT ADVISORY SERVICES INC

TRUST BUT VERIFY

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