GM
George A. Mcconechy
RAYMOND JAMES (USA) LTD.
Edmonton, Alberta, T5J 3R8
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CRD#: 7068185
GM
Professional summary
George Archibald Mcconechy mr., who also goes by George Archibald Mcconechy, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. George has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Archibald Mcconechy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. GEORGE MCCONECHY IS LOCATED AT 2300-10060 JASPER AVENUE SCOTIA PLACE, TOWER 1, EDMONTON, ALBERTA, CANADA AND HAS BEEN EMPLOYED SINCE JUNE 27, 2016. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "WEALTH ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. 2) AUTHOR OF A BOOK "IF MONEY COULD TALK", WHICH IS A BOOK I GIVE OUT FOR BUSINESS GROWTH. I DEDICATE 0.25 HOURS PER WEEK TO THIS OBA. START DATE IS SEPTEMBER 1, 2012. 3) INVENTOR OF "TIE MASTER" (2203226 Alberta LTD ) WHICH IS MADE IN CHINA AND WILL BE UTILIZING A 3RD PARTY TO DO THE E-COMMERCE OF THE PRODUCT. DEDICATE 2 HOURS PER WEEK TO THIS OBA. START DATE IS MARCH 27, 2019. Tie Master RELATED ACTIVITIES, DONE TO OPEN THE DOORS TO PLACE TieMaster PRODUCTS IN THE ONLINE STORES IN THE US. Ex. WALMART, TARGET, MEN'S WAREHOUSE ETC. At this point no transactions have happened in these new corporations other than getting them open in preparation. i) Opened a Holdco 2496590 Alberta LTD 03/07/23 for 2203226 Alberta LTD ii) Opened Holdco In Nevada GMCC HOLDCO INC. under 2496590 Alberta LTD 03/22/23 iii) Opened Opco in Nevada TieMaster Ltd under the GMCC Holdco Inc. 03/22/23 iv) Tradename TieMaster Nov.8/23 4) IS AN EDUCATOR FOR JOYFUL RETIREMENT SEMINARS LOCATED IN EDMONTON, ALBERTA. START DATE IS JULY 15, 2019. DEDICATES 12 HOURS PER YEAR, NOT DURING TRADING HOURS. 5) CORKDORK IS A WEBSITE DOMIAN WITH GoDaddy . THE DOMIAN IS OWN BY MR. MCCONECHY LOCATED AT 3810-103 102 NW EDMONTON AB . DEDICATES ABOUT 1 HOUR PER MONTH, NOT DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view George Archibald Mcconechy mr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2019 - Present
RAYMOND JAMES (USA) LTD.
Office #1: 2300 - 10060 Jasper Avenue, Edmonton, Alberta, T5J 3R8RIA
BD
CRD#: 25853
Edmonton, Alberta,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/22/2019)
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES (USA) LTD.
CRD#: 25853Edmonton, Alberta, T5J 3R8TRUST BUT VERIFY
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