James N. Geary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Norman Geary was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1980. James had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2010 - December 20, 2021
GEARY INVESTMENT SERVICES L.L.C.
April 10, 1987 - October 13, 1988
KEMPER FINANCIAL SERVICES, INC.
June 9, 1981 - May 8, 2003
GEARY & GEARY
April 1, 1980 - February 14, 1982
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/24/1980
Registered Representative ExaminationSeries 28
Date: 3/9/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GEARY INVESTMENT SERVICES L.L.C.
CRD#: 147322 / SEC#:
Contact information
Red Flags
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