EM
Ethan J. Millard
TETON WEALTH GROUP LLC
Murray, UT 84107
Some features on this profile are disabled
CRD#: 7067812
EM
Professional summary
Ethan James Millard is a registered financial advisor currently at TETON WEALTH GROUP LLC located in Murray, Utah.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ethan has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KSL News Radio, 55 North 300 West, Salt Lake City, Utah, 84180, Broadcasting- not investment related, Podcast Host, Started 2007, 5 hours per month devoted to this OBA, no hours devoted to this OBA during trading hours.
Marea Sport, P.O. Box 351, Midvale, Utah, 84047, Dormant- online retail, Owner 2013, no hours spent on this OBA per month, no hours spent on this OBA during trading hours. Not investment related.
Mr. Millard is a licensed insurance agent. He holds appointments directly with various insurance companies as well as with Teton Wealth Management, LLC. Teton Wealth Management, LLC. is located at 764 E Winchester St, Murray, UT 84107. Mr. Millard devotes one hour a month to this endeavor. Mr. Millard devotes no hours to this business during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan James Millard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2021 - Present
TETON WEALTH GROUP LLC
Office #1: 764 E Winchester St. #100, Murray, UT 84107RIA
CRD#: 311230
Murray, UT
Past
November 11, 2019 - October 27, 2021
SOWELL MANAGEMENT
RIA
CRD#: 127145
Murray, UT
Past
April 22, 2019 - October 29, 2019
NEW MILLENNIUM GROUP
RIA
CRD#: 299249
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TETON WEALTH GROUP LLC
GENWEALTH ADVISORY GROUP | TETON WEALTH GROUP LLC | TETON WEALTH GROUP
CRD#: 311230 / SEC#: 801-128312
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)Arizona
Registered Investment Advisory firm - (10/11/2023 Terminated)California
Registered Investment Advisory firm - (11/10/2023 Terminated)Idaho
Registered Investment Advisory firm - (10/30/2023 Terminated)Nevada
Registered Investment Advisory firm - (10/11/2023 Terminated)Utah
Registered Investment Advisory firm - (10/13/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(2/1/2021)
Current Firm
TW
TETON WEALTH GROUP LLC
GENWEALTH ADVISORY GROUP | TETON WEALTH GROUP LLC | TETON WEALTH GROUP
CRD#: 311230 / SEC#: 801-128312
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)Arizona
Registered Investment Advisory firm - (10/11/2023 Terminated)California
Registered Investment Advisory firm - (11/10/2023 Terminated)Idaho
Registered Investment Advisory firm - (10/30/2023 Terminated)Nevada
Registered Investment Advisory firm - (10/11/2023 Terminated)Utah
Registered Investment Advisory firm - (10/13/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
764 E Winchester St. #100, Murray, UT 84107
Mailing Address
Phone number
(844) 838-6600
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,975 |
| AUM (Assets Under Management) | $ 165,459,932 |
Red Flags
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