Barrett J. Koerselman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrett James Koerselman was a registered financial professional .
Barrett is a previously registered financial professional and started their career in finance in 2019. Barrett had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2022 - October 14, 2022
D.H. HILL SECURITIES, LLLP
September 9, 2021 - April 11, 2022
J.P. MORGAN SECURITIES LLC
September 9, 2021 - April 11, 2022
J.P. MORGAN SECURITIES LLC
July 15, 2020 - July 21, 2021
CETERA INVESTMENT ADVISERS LLC
October 3, 2019 - July 21, 2021
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/3/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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