JR
Jesus Ramon
CAPITAL CLIENT GROUP
Fair Oaks Ranch, TX
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CRD#: 7067420
JR
Professional summary
Jesus Ramon, who also goes by Jesus Luna, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Fair Oaks Ranch, Texas.
Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jesus has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesus Luna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ARIA LAW POSITION: Bookkeeper NATURE: This is a law firm. Mainly doing estate planning, trusts and wills. My spouse is the owner. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 17806 IH-10 E, Ste 300, San Antonio TX 78257, United States DESCRIPTION: I help her deposit checks and do her bookkeeping for billing and payroll purposes. I do not speak to clients or give any investment guidance. 2. RF PARTNERSHIP POSITION: Partner NATURE: My wife and I created a partnership so we can employ our minor daughter's. For this to be done legally, my wife and I had to be partner's/owners of the business. My daughter's will be compensated by working on administrative items and social media posts for my wife's Law Firm. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2025 ADDRESS: 28939 Stevenson Gate, Fair Oaks Ranch TX 78015, United States DESCRIPTION: I will assist in mostly bookkeeping
CRS (Client Relationship Summary) - RIA
Click below to view Jesus Ramon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesus Ramon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
Fair Oaks Ranch, TX
Current
August 2, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 3500 Wiseman Blvd, San Antonio, TX 78251-4321RIA
BD
CRD#: 6247
San Antonio, TX
Past
February 28, 2022 - July 11, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FAIR OAKS RANCH, TX
Past
December 9, 2021 - July 11, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
May 14, 2021 - November 12, 2021
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
San Antonio, TX
Past
June 15, 2020 - May 11, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
SAN ANTONIO, TX
Past
October 30, 2019 - April 6, 2020
VICTORY CAPITAL SERVICES, INC.
BD
CRD#: 37059
San Antonio, TX
Past
May 22, 2019 - September 10, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/2/2024)
RR
Florida(8/27/2024)
RR
Georgia(8/2/2024)
RR
Texas(8/2/2024)
IAR
Texas(8/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
