Lynn E. Kleck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Elwood Kleck, who also goes by Lynn E Kleck, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1982. Lynn had worked at 4 firms and has passed the Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1999 - September 9, 2013
THE O.N. EQUITY SALES COMPANY
January 19, 1999 - October 12, 1999
USALLIANZ SECURITIES, INC.
November 13, 1996 - December 14, 1998
HORNOR, TOWNSEND & KENT, LLC
February 3, 1982 - December 28, 1982
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/22/1980
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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