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JB

Julio Barahona

SMITH & HOWARD WEALTH MANAGEMENT
ATLANTA, GA 30363
Some features on this profile are disabled
CRD#: 7067105
JB

Professional summary

Julio Barahona is a registered financial advisor currently at SMITH & HOWARD WEALTH MANAGEMENT, LLC located in Atlanta, Georgia.

Julio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Julio has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julio Barahona's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2020 - Present

SMITH & HOWARD WEALTH MANAGEMENT, LLC

Office #1: 271 17th Street Nw Suite 2100, Atlanta, GA 30363
RIA
CRD#: 109540
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S&
SMITH & HOWARD WEALTH MANAGEMENT, LLC
SMITH & HOWARD FINANCIAL GROUP LLC | SMITH & HOWARD WEALTH MANAGEMENT, LLC

CRD#: 109540 / SEC#: 801-56734

RIA
Registered Investment Advisory firm - (8/2/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/3/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/20/2019
Uniform Investment Adviser Law Examination

Current Firm

S&
SMITH & HOWARD WEALTH MANAGEMENT, LLC
SMITH & HOWARD FINANCIAL GROUP LLC | SMITH & HOWARD WEALTH MANAGEMENT, LLC

CRD#: 109540 / SEC#: 801-56734

RIA
Registered Investment Advisory firm - (8/2/1999 Approved)
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Contact information

Main Address
271 17th Street Nw Suite 2100, Atlanta, GA 30363
Mailing Address
Phone number
(404) 874-6244
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SMITH & HOWARD BROCHURE (12/18/2024)

Regulatory assets under management

Total Number of Accounts685
AUM (Assets Under Management)$ 646,535,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMITH & HOWARD WEALTH MANAGEMENT, LLC

CRD#: 109540Atlanta, GA 30363

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