Dale K. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Keith Hall was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1980. Dale had worked at 7 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 1, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2010 - July 25, 2011
PACCO CAPITAL SOLUTIONS, LLC
September 21, 2005 - September 23, 2011
CAPWEST SECURITIES, INC.
June 12, 2003 - October 11, 2005
UNITED SECURITIES ALLIANCE, INC.
November 2, 1988 - June 19, 2003
LPL FINANCIAL LLC
October 24, 1983 - November 25, 1988
PRUDENTIAL EQUITY GROUP, LLC
March 10, 1981 - September 30, 1983
MORGAN STANLEY DW INC.
April 1, 1980 - May 1, 1981
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 1
Date: 3/28/1980
Registered Representative ExaminationSeries 28
Date: 12/2/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PACCO CAPITAL SOLUTIONS, LLC
CRD#: 136645 / SEC#: , 8-67031
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
