JB
Jesse W. Bristow
INDEPENDENT FINANCIAL GROUP
Denver, CO 80246
Some features on this profile are disabled
CRD#: 7067008
JB
Professional summary
Jesse Wayne Bristow, who also goes by Jesse Wayne Bristow, Jesse Bristow, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Denver, Colorado and X ADVISORS, LLC located in Denver, Colorado.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jesse has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesse Wayne Bristow | Jesse Bristow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Slammers Baseball | not investment related | Highlands Ranch, CO | start date 01/01/2018 | instructor/coach | coach and instruct our youth players through our development program | less than 20 hours per month | none during securities trading hours. (2) PAXTON CONSULTING GROUP POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: P (3) X ADVISORS POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: Account servicing (4) ADVISOR ASSOCIATE POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: Account servicing 5) Independent Financials Group LLC Starting 4-2024 registered broker dealer. Brokerage account management. Based in San Diego CA.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Wayne Bristow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesse Wayne Bristow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 600 S. Cherry Street #226, Denver, CO 80246RIA
BD
CRD#: 7717
Denver, CO
Current
August 7, 2025 - Present
X ADVISORS, LLC
Office #1: 600 S Charry St Suite 226, Denver, CO 80246RIA
CRD#: 315838
Denver, CO
Current
April 18, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 600 S. Cherry Street #226, Denver, CO 80246RIA
BD
CRD#: 7717
Denver, CO
Past
March 2, 2023 - February 14, 2024
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Past
December 19, 2022 - January 3, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
May 14, 2019 - July 1, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/8/2025)
RR
Arkansas(8/8/2025)
RR
California(8/8/2025)
RR
Colorado(4/18/2024)
IAR
Colorado(5/9/2024)
RR
Delaware(8/8/2025)
RR
District of Columbia(8/8/2025)
RR
Florida(8/8/2025)
RR
Georgia(8/8/2025)
RR
Hawaii(8/8/2025)
RR
Idaho(8/8/2025)
RR
Illinois(8/8/2025)
RR
Kansas(8/8/2025)
RR
Louisiana(8/8/2025)
RR
Maryland(8/8/2025)
RR
Massachusetts(8/8/2025)
RR
Michigan(8/8/2025)
RR
Missouri(8/8/2025)
RR
New Jersey(8/8/2025)
RR
New Mexico(8/8/2025)
RR
New York(8/8/2025)
RR
North Carolina(8/13/2025)
RR
Oklahoma(8/8/2025)
RR
Pennsylvania(8/8/2025)
RR
South Dakota(8/8/2025)
RR
Tennessee(8/8/2025)
RR
Texas(8/8/2025)
RR
Utah(8/8/2025)
RR
Virginia(8/8/2025)
RR
Washington(8/8/2025)
RR
West Virginia(8/8/2025)
RR
Wisconsin(8/8/2025)
RR
Wyoming(8/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
