Patrick W. Prior

RMP INVESTMENTS

Vernon, CT 06066

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CRD#: 7066927

Professional summary

Patrick W Prior is a registered financial advisor currently at RMP INVESTMENTS, LLC located in Vernon, Connecticut.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Patrick has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUSKES & PRIOR CPAS LLC 857 NORTH MAIN ST, WALLINGFORD, CT 06492 CPA FIRM MEMBER STARTED BUSINESS 1/2017 1800 HRS A YEAR MEMBER, MANAGER, CPA, TAX PREPARATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick W Prior's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

RMP INVESTMENTS, LLC

Office #1: 933 Hartford Turnpike, Vernon, CT 06066

RIA

CRD#: 164697

Vernon, CT

Past

January 22, 2019 - December 31, 2024

RMP INVESTMENTS, LLC

RIA

CRD#: 164697

VERNON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2018

Uniform Investment Adviser Law Examination

Current Firm

RMP INVESTMENTS, LLC

CRD#: 164697 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/31/2025 Approved)

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Contact information

Main Address

933 Hartford Turnpike, Vernon, CT 06066

Mailing Address

Phone number

(860) 979-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick W. Prior

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick W Prior's CRS (Customer Relationship Summary).

Certified licenses

Experience

RMP INVESTMENTS, LLC

RMP INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2018

Current Firm

RMP INVESTMENTS, LLC

Contact information

Documents

Red Flags

Company Information

RMP INVESTMENTS, LLC

TRUST BUT VERIFY

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