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GM

Gary E. Mitchell

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CRD#: 706688
GM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Earle Mitchell SR, who also goes by Gary Earle Mitchell Sr., Gary Earle Mitchell, was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1980. Gary had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gary Earle Mitchell Sr. | Gary Earle Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 26, 1995 - October 22, 2007

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

BD
CRD#: 18214
CENTENNIAL, CO
Past

November 20, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

November 19, 1989 - January 24, 1995

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

March 13, 1987 - November 30, 2015

FINANCIAL RESOURCES CONSULTANTS INC.

RIA
CRD#: 110780
PARKER, CO
Past

March 4, 1981 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

April 1, 1980 - January 31, 1981

ENTERPRISE FUND DISTRIBUTORS, INC.

BD
CRD#: 883

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/3/1990
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/17/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/1982
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 3/28/1980
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/1983
General Securities Principal Examination

Current Firm

CM
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
C M S SECURITIES, INC. | CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

CRD#: 18214 / SEC#: , 8-31691

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1700 West Big Beaver Suite 320, Troy, MI 48084
Mailing Address
1700 West Big Beaver Suite 320, Troy, MI 48084
Phone number
(248) 540-7511
Established
Michigan since 06/02/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ADAMS, CRAIG MAXWELLPRESIDENT, CCO, COO, PFO, POO969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

CRD#: 18214

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