Robert J. Overgaard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jerome Overgaard, who also goes by Jerry Overgaard, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2015 - December 31, 2015
JRL CAPITAL CORPORATION
December 23, 2011 - December 31, 2012
JRL CAPITAL CORPORATION
September 13, 2004 - December 31, 2009
JRL CAPITAL CORPORATION
September 6, 2002 - August 13, 2004
BNY MELLON SECURITIES CORPORATION
March 1, 2002 - August 13, 2004
BNY MELLON SECURITIES CORPORATION
May 24, 2000 - August 16, 2004
FOUNDERS ASSET MANAGEMENT LLC
May 13, 1998 - March 11, 2002
FOUNDERS ASSET MANAGEMENT LLC
April 6, 1995 - March 6, 1998
STRONG INVESTMENTS, INC.
March 26, 1992 - March 15, 1995
THRIVENT INVESTMENT MANAGEMENT INC.
March 5, 1990 - March 12, 1992
TECHNOLOGY FUNDING SECURITIES CORPORATION
October 28, 1987 - March 10, 1988
BENNETT SECURITIES CORPORATION
December 13, 1983 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
February 10, 1983 - August 14, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
August 11, 1982 - December 29, 1982
APS FINANCIAL CORPORATION
October 10, 1980 - January 18, 1983
HANIFEN, IMHOFF INC.
April 1, 1980 - November 29, 1980
LEARNED & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JRL CAPITAL CORPORATION
CRD#: 10225 / SEC#: , 8-26657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JRL CAPITAL MANAGEMENT GROUP | PARENT COMPANY | |
| LAW, LARRY RICHARD | PRESIDENT, CEO, DIRECTOR, CCO | 1273118 |
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
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