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Robert J. Overgaard

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CRD#: 706612
RO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Jerome Overgaard, who also goes by Jerry Overgaard, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Overgaard

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2015 - December 31, 2015

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

December 23, 2011 - December 31, 2012

JRL CAPITAL CORPORATION

BD
CRD#: 10225
CENTENNIAL, CO
Past

September 13, 2004 - December 31, 2009

JRL CAPITAL CORPORATION

BD
CRD#: 10225
CENTENNIAL, CO
Past

September 6, 2002 - August 13, 2004

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
DENVER, CO
Past

March 1, 2002 - August 13, 2004

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

May 24, 2000 - August 16, 2004

FOUNDERS ASSET MANAGEMENT LLC

RIA
CRD#: 44645
DENVER, CO
Past

May 13, 1998 - March 11, 2002

FOUNDERS ASSET MANAGEMENT LLC

BD
CRD#: 44645
DENVER, CO
Past

April 6, 1995 - March 6, 1998

STRONG INVESTMENTS, INC.

BD
CRD#: 15658
MENOMONEE FALLS, WI
Past

March 26, 1992 - March 15, 1995

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

March 5, 1990 - March 12, 1992

TECHNOLOGY FUNDING SECURITIES CORPORATION

BD
CRD#: 15074
Past

October 28, 1987 - March 10, 1988

BENNETT SECURITIES CORPORATION

BD
CRD#: 18486
Past

December 13, 1983 - February 7, 1990

INTEGRATED RESOURCES MARKETING, INC.

BD
CRD#: 6546
NEW YORK, NY
Past

February 10, 1983 - August 14, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

August 11, 1982 - December 29, 1982

APS FINANCIAL CORPORATION

BD
CRD#: 10033
Past

October 10, 1980 - January 18, 1983

HANIFEN, IMHOFF INC.

BD
CRD#: 2126
Past

April 1, 1980 - November 29, 1980

LEARNED & COMPANY, INC.

BD
CRD#: 2529

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/5/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JC
JRL CAPITAL CORPORATION
CAPITAL ALLIANCE INVESTMENTS INCORPORATED | JRL CAPITAL CORPORATION

CRD#: 10225 / SEC#: , 8-26657

BD
Terminated by SEC on 07/02/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/04/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JRL CAPITAL MANAGEMENT GROUPPARENT COMPANY
LAW, LARRY RICHARDPRESIDENT, CEO, DIRECTOR, CCO1273118

Disclosures


Regulatory Event2
Financial1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JRL CAPITAL CORPORATION

CRD#: 10225

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