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DZ

Dennis E. Zaderaka

ZADERAKA, DENNIS
Cave Creek, AZ 85331
Some features on this profile are disabled
CRD#: 706589
DZ

Professional summary


Dennis Eugene Zaderaka, who also goes by Dennis E Zaderaka, is a registered financial advisor currently at ZADERAKA, DENNIS located in Cave Creek, Arizona.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Dennis has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dennis E Zaderaka

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DENNIS ZADERAKA POSITION: sales NATURE: Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/1980 Phoenix, AZ; DESCRIPTION: sell insurance and annuities

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dennis Eugene Zaderaka's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 23, 2025 - Present

ZADERAKA, DENNIS

Office #1: 29862 N Tatum Blvd #1041, Cave Creek, AZ 85331
RIA
CRD#: 331571
Cave Creek, AZ
Past

July 14, 2021 - December 19, 2022

THE BOTTOM LINE WEALTH MANAGEMENT LTD.

RIA
CRD#: 313232
PHOENIX, AZ
Past

July 7, 2020 - September 4, 2020

SHARPEPOINT, LLC

RIA
CRD#: 290719
PHOENIX, AZ
Past

November 17, 2016 - June 21, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
PHOENIX, AZ
Past

November 17, 2016 - June 21, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
PHOENIX, AZ
Past

August 25, 2015 - September 23, 2016

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
WARRENVILLE, IL
Past

August 25, 2015 - September 23, 2016

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
WARRENVILLE, IL
Past

June 13, 2013 - August 31, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
WARRENVILLE, IL
Past

June 13, 2013 - August 31, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
WARRENVILLE, IL
Past

October 5, 2012 - June 7, 2013

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
NAPERVILLE, IL
Past

October 5, 2012 - June 7, 2013

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
NAPERVILLE, IL
Past

June 27, 2012 - October 22, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
WEST CHICAGO, IL
Past

November 7, 2011 - June 26, 2012

INFINITE ORCHARDS LLC

RIA
CRD#: 156346
WEST CHICAGO, IL
Past

January 13, 2011 - December 31, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
WEST CHICAGO, IL
Past

March 28, 2005 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
WARRENVILLE, IL
Past

April 20, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA
CRD#: 39543
WEST CHICAGO, IL
Past

April 20, 2004 - October 22, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
WEST CHICAGO, IL
Past

February 6, 2003 - April 23, 2004

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
NAPERVILLE, IL
Past

October 2, 2001 - April 23, 2004

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

January 2, 2001 - October 4, 2001

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

February 25, 1998 - December 31, 2000

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

February 24, 1997 - February 25, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 23, 1994 - February 11, 1997

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.

BD
CRD#: 30721
DOWNERS GROVE, IL
Past

February 14, 1989 - August 23, 1994

GS2 SECURITIES, INC.

BD
CRD#: 14745
MILWAUKEE, WI
Past

February 17, 1988 - December 31, 1988

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
Past

December 19, 1985 - December 22, 1987

B & A SECURITIES CORPORATION

BD
CRD#: 14390
Past

January 21, 1985 - December 27, 1985

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

March 29, 1983 - January 29, 1985

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

December 22, 1980 - April 11, 1983

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
Past

March 28, 1980 - January 1, 1981

MORISON SECURITIES, INC.

BD
CRD#: 8097

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/23/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/4/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/20/1980
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


ZD
ZADERAKA, DENNIS
ZADERAKA, DENNIS | ZADERAKA, DENNIS, EUGENE

CRD#: 331571 / SEC#:

Arizona
Registered Investment Advisory firm - (1/23/2025 Approved)
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Contact information


Main Address
Phoenix, AZ
Mailing Address
Phone number
(630) 665-9964
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZADERAKA, DENNIS

CRD#: 331571Cave Creek, AZ 85331

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