Nicholas J. Luppo

CM CAPITAL PARTNERS

Manchester, NJ

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CRD#: 7065825

Professional summary

Nicholas John Luppo, who also goes by Nicholas Luppo, is a registered financial advisor currently at CM CAPITAL PARTNERS located in Manchester, New Jersey and BLV SECURITIES located in Oradell, New Jersey.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Luppo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BLV Securities - CRD# 35205 - 3/2025. Investment related - Registered Representative 20-40 hours per week. 2. Caesars Entertainment - Casino Host - 7/2025. Non-investment related -Salaried employee, 40 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Luppo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2025 - Present

CM CAPITAL PARTNERS

RIA

CRD#: 291720

Manchester, NJ

Current

March 24, 2025 - Present

BLV SECURITIES

Office #1: 2 Forest Avenue Suite 400, Oradell, NJ 07649

CRD#: 35205

ORADELL, NJ

Past

October 11, 2022 - May 3, 2023

GILDER GAGNON HOWE & CO. LLC

RIA

CRD#: 2002

NEW YORK, NY

Past

October 11, 2022 - May 3, 2023

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

NEW YORK, NY

Past

July 10, 2019 - December 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BRICK, NJ

Past

May 17, 2019 - December 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BRICK, NJ

Past

March 29, 2019 - May 3, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EATONTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/4/2025)

New Jersey
(3/24/2025)

IAR

New Jersey
(4/28/2025)

New York
(4/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/26/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CM CAPITAL PARTNERS

CENTRADE | CM CAPITAL PARTNERS

CRD#: 291720 / SEC#:

Florida

Registered Investment Advisory firm - (12/23/2019 Approved)

Louisiana

Registered Investment Advisory firm - (2/20/2018 Approved)

Nevada

Registered Investment Advisory firm - (8/16/2019 Approved)

New Jersey

Registered Investment Advisory firm - (1/25/2018 Approved)

New York

Registered Investment Advisory firm - (5/23/2019 Approved)

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Contact information

Main Address

6 Horseshoe Drive, Millstone Township, NJ 08535

Mailing Address

Phone number

(702) 755-7304

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 15,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Luppo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Luppo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CM CAPITAL PARTNERS

BLV SECURITIES

GILDER GAGNON HOWE & CO. LLC

GILDER GAGNON HOWE & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2019

Series 7TO

Date: 3/29/2019

SIE

Date: 2/26/2019

FINRA

Current Firm

CM CAPITAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CM CAPITAL PARTNERS

TRUST BUT VERIFY

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