Ponciano Duran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ponciano Duran III, who also goes by Ponce Duran III, was a registered financial professional .
Ponciano is a previously registered financial professional and started their career in finance in 2021. Ponciano had worked at 1 firm and has passed the Series 52TO, SIE and Series 50 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - October 30, 2023
ESTRADA HINOJOSA & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Series 52TO
Date: 3/29/2021
Municipal Securities Representative ExaminationCurrent Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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