William C. Bowser
Professional summary
William C Bowser, who also goes by William Charles Bowser, William Charles Jerome Bowser, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2019. William has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William C Bowser's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 26, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 12, 2023 - September 23, 2024
AGES FINANCIAL SERVICES, LTD.
September 2, 2021 - May 8, 2023
CAMBRIDGE INTERNATIONAL PARTNERS LLC
March 25, 2019 - May 11, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2025)
(12/26/2024)
Exams
Series 79TO
Date: 12/20/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/25/2019
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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