Darlene A. Kuerzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Austin Kuerzel, who also goes by Darlene Austin, Dee Kuerzel, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 1980. Darlene had worked at 5 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2005 - December 31, 2017
OHANESIAN / LECOURS, INC.
July 22, 2005 - December 14, 2018
OHANESIAN / LECOURS, INC.
May 14, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
April 28, 1981 - July 25, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 26, 1980 - April 20, 1981
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 26, 1980 - April 20, 1981
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/20/1980
Registered Representative ExaminationCurrent Firm
OHANESIAN / LECOURS, INC.
CRD#: 23757 / SEC#: 801-57016, 8-40729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECOURS, RONALD GERARD | VICE PRESIDENT, SECRETARY | 1109578 |
| OHANESIAN, RICHARD | PRESIDENT, TREASURER | 844545 |
| BACKES, CLIFFORD BURTON | SHAREHOLDER | 1295299 |
| HART, SANDRA LEE | VICE PRESIDENT | 1412984 |
| JARVIS, CLIFFORD WILLIAM JR | SHAREHOLDER | 1177496 |
| RIZZIO, KENNETH ANTHONY | SHAREHOLDER | 1173625 |
| NICHOLSON, WILLIAM JOHN | CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL | 2632348 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
