Robert G. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Garrett Hart III, who also goes by Gary Hart, Robert G Hart, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 8 firms and has passed the SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1999 - December 31, 2016
THE LEADERS GROUP, INC.
January 1, 1999 - July 7, 2005
CETERA WEALTH SERVICES, LLC
January 1, 1999 - March 24, 2006
HINDS FINANCIAL GROUP
January 24, 1995 - January 5, 2000
NEW ENGLAND SECURITIES
October 23, 1990 - December 31, 1994
NEW ENGLAND SECURITIES
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
November 17, 1989 - July 7, 2005
CETERA WEALTH SERVICES, LLC
January 25, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 20, 1988 - December 31, 1994
NEW ENGLAND SECURITIES
November 15, 1985 - December 15, 1988
NEW ENGLAND SECURITIES
March 26, 1980 - June 10, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 26, 1980 - June 10, 1987
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/19/1980
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
