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Everett Willard Hammond

CRD# 706466·Registered 1980 - 1987
Previously Registered: Being a previously registered professional could mean that Everett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Everett Willard Hammond was a registered financial advisor. Everett was a previously registered financial professional and started their career in finance 1980 - 1987. Everett had worked at 4 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

OAK BROOK SECURITIES CORP.·CRD# 16886
BD
December 15, 1986 - February 3, 1987
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
March 26, 1980 - December 8, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
March 26, 1980 - December 10, 1986
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
March 26, 1980 - December 10, 1986

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Current Firm

OB
OAK BROOK SECURITIES CORP.

OAK BROOK SECURITIES CORP.

CRD#: 16886 / SEC#: 8-34691
BD
Terminated by SEC on 08/09/2002

Contact Information

Established

Illinois since 08/15/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SEEDEN, PAUL EDMUNDPRESIDENT417874
NET 2 TRADE SECURITIES INCSHAREHOLDER—
JOHNSTON, HERMAN DENVILLDIRECTOR/EX VICE-PRESIDENT2213603

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1980About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Mar 1980

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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