AD
Andrew C. Dodd
ABOUND WEALTH MANAGEMENT
Franklin, TN 37064
Some features on this profile are disabled
CRD#: 7064619
AD
Professional summary
Andrew Creighton Dodd, who also goes by Andrew Dodd, Andy Dodd, is a registered financial advisor currently at ABOUND WEALTH MANAGEMENT, LLC located in Franklin, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Dodd | Andy Dodd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 50% OWNER, DODD MUSIC LLC, 2201 STARDUST CT, FRANKLIN, , TENNESSEE, 37069; NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/1/2009, HOURS PER MONTH: 0-2; HOURS DURING SECURITIES TRADING HOURS: 0; LIGHT ADMINISTRATIVE DUTIES RELATED TO COLLECTION OF MUSIC PRODUCTION AND PUBLISHING ROYALITIES 2.) 50% OWNER, RED DECIBEL MUSIC GROUP LLC, 25822 WILDERNESS WAY, MENIFEE, CALIFORNIA, 92584; NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/1/2006, HOURS PER MONTH: 0-2; HOURS DURING SECURITIES TRADING HOURS: 0; LIGHT ADMINISTRATIVE DUTIES RELATED TO COLLECTION OF MUSIC PRODUCTION AND PUBLISHING ROYALITIES 3.) 50% OWNER, RED DECIBEL PRODUCTIONS, 25822 WILDERNESS WAY, MENIFEE, CALIFORNIA, 92584; LEGAL ENTITY, START DATE: 1/1/2002, HOURS PER MONTH: 0-2; HOURS DURING SECURITIES TRADING HOURS: 0; LIGHT ADMINISTRATIVE DUTIES RELATED TO COLLECTION OF MUSIC PRODUCTION AND PUBLISHING ROYALITIES
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Creighton Dodd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2023 - Present
ABOUND WEALTH MANAGEMENT, LLC
Office #1: 317 Main Street Suite 201, Franklin, TN 37064RIA
CRD#: 285903
Franklin, TN
Past
April 17, 2019 - April 19, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ABOUND WEALTH MANAGEMENT, LLC
ABOUND WEALTH MANAGEMENT, LLC
CRD#: 285903 / SEC#: 801-108697
RIA
Registered Investment Advisory firm - (11/23/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(1/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
ABOUND WEALTH MANAGEMENT, LLC
ABOUND WEALTH MANAGEMENT, LLC
CRD#: 285903 / SEC#: 801-108697
RIA
Registered Investment Advisory firm - (11/23/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
317 Main Street Suite 201, Franklin, TN 37064
Mailing Address
Phone number
(615) 226-3667
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,104 |
| AUM (Assets Under Management) | $ 1,391,082,443 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/14/2023 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
