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Christopher Patrick Wyatt

CRD# 706453·Registered 1980 - 1984
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Patrick Wyatt was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1980 - 1984. Christopher had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

SECO SECURITIES, INC.·CRD# 5363
BD
June 6, 1983 - February 15, 1984
LPL FINANCIAL LLC·CRD# 6413
BD
September 21, 1982 - June 27, 1983
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
January 19, 1981 - September 29, 1982
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
March 25, 1980 - December 17, 1980
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
March 25, 1980 - December 17, 1980
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
March 25, 1980 - December 17, 1980

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Current Firm

SS
SECO SECURITIES, INC.

SECO SECURITIES, INC. | SECURITIES CLEARING OF COLORADO, INC

CRD#: 5363 / SEC#: 8-20426
BD
Expelled by FINRA on 04/07/1989

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1981About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1980

Series 24 — General Securities Principal Examination

Passed Apr 1983About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1983About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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