Christopher P. Wyatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Patrick Wyatt was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1980. Christopher had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1983 - February 15, 1984
SECO SECURITIES, INC.
September 21, 1982 - June 27, 1983
LPL FINANCIAL LLC
January 19, 1981 - September 29, 1982
FIRST AFFILIATED SECURITIES, INC.
March 25, 1980 - December 17, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
March 25, 1980 - December 17, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
March 25, 1980 - December 17, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/15/1980
Registered Representative ExaminationCurrent Firm
SECO SECURITIES, INC.
CRD#: 5363 / SEC#: , 8-20426
Contact information
Documents
Red Flags
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